| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| City Financial Investment Company (Hong Kong) Limited | Rep | 提供资产管理 | 2017-01-25 | 2017-08-18 |
| BALLINGAL INVESTMENT ADVISORS LIMITED | Rep | 就期货合约提供意见 | 2009-11-13 | 2011-03-31 |
| Rep | 就证券提供意见 | 2009-11-13 | 2011-03-31 | |
| Rep | 提供资产管理 | 2009-11-13 | 2011-03-31 | |
| MACQUARIE CAPITAL LIMITED | Rep | 就证券提供意见 | 2008-03-03 | 2008-11-03 |