| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2021-02-10 | 2025-06-10 |
| Rep | 证券交易 | 2021-02-10 | 2025-06-10 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2018-10-18 | 2020-12-22 |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2018-10-05 | 2020-12-22 |
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | 证券交易 | 2017-11-01 | 2018-05-17 |