| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | 期货合约交易 | 2021-01-19 | - |
| CMBC SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2021-01-19 | - |
| Rep | 证券交易 | 2021-01-19 | - | |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期货合约交易 | 2018-10-02 | 2019-04-01 |
| Rep | 证券交易 | 2018-10-02 | 2019-04-01 | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2018-05-21 | 2018-09-14 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2017-11-02 | 2018-09-14 |