| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2009-10-08 | 2010-02-19 |
| Emperor Wealth Management Limited | Rep | 证券交易 | 2009-10-08 | 2010-02-19 |
| EMPEROR FUTURES LIMITED | Rep | 就期货合约提供意见 | 2008-03-06 | 2008-12-08 |
| Rep | 期货合约交易 | 2008-03-06 | 2008-12-08 | |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就证券提供意见 | 2008-03-06 | 2008-12-08 |
| Rep | 证券交易 | 2008-03-06 | 2008-12-08 |