| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| OnePlatform Asset Management Limited | Rep | 就证券提供意见 | 2020-03-17 | 2023-05-16 |
| Rep | 证券交易 | 2020-03-17 | 2023-05-16 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2009-04-03 | 2009-05-05 |
| CMC Markets Asia Limited | Rep | 杠杆式外汇交易 | 2008-03-11 | 2008-11-30 |