| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2010-04-13 | 2011-06-13 |
| Rep | 期货合约交易 | 2010-04-13 | 2011-06-13 | |
| Rep | 证券交易 | 2010-04-13 | 2011-06-13 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2009-09-17 | 2009-11-26 |
| Rep | 证券交易 | 2009-09-17 | 2009-11-26 | |
| Rep | 期货合约交易 | 2008-03-10 | 2008-12-06 | |
| Rep | 证券交易 | 2008-03-10 | 2008-12-06 |