Personnel Hong Kong SFC License Details (ID 124681)

Personnel Hong Kong SFC License Details (ID 124681)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
SG SECURITIES (HK) LIMITED	Rep	期货合约交易	2014-07-08	-
	Rep	证券交易	2014-07-08	-
	Rep	提供自动化交易服务	2014-07-08	2020-05-11
Standard Chartered Securities (Hong Kong) Limited	Rep	期货合约交易	2014-02-07	2014-05-20
	Rep	证券交易	2012-03-26	2014-05-20
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2010-06-21	2010-08-21
Merrill Lynch Far East Limited	Rep	证券交易	2010-06-21	2010-08-21
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2010-06-21	2010-08-21
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2010-05-19	2010-06-19
Merrill Lynch Far East Limited	Rep	证券交易	2010-05-19	2010-06-19
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2010-05-19	2010-06-19
SG SECURITIES (HK) LIMITED	Rep	提供自动化交易服务	2008-03-12	2009-09-09
	Rep	期货合约交易	2008-03-12	2009-09-09
	Rep	证券交易	2008-03-12	2009-09-09