| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Newedge Broker Hong Kong Limited | Rep | 期货合约交易 | 2008-11-13 | 2010-06-30 |
| Newedge Broker Limited | Rep | 提供自动化交易服务 | 2008-11-13 | 2009-07-31 |
| Rep | 期货合约交易 | 2008-11-13 | 2009-07-31 | |
| Rep | 证券交易 | 2008-11-13 | 2009-07-31 | |
| SG Asset Finance (Hong Kong) Limited | Rep | 期货合约交易 | 2008-11-13 | 2010-06-30 |
| Rep | 证券交易 | 2008-11-13 | 2010-06-30 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期货合约交易 | 2008-03-28 | 2008-09-10 |
| Rep | 证券交易 | 2008-03-28 | 2008-09-10 |