| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | 期货合约交易 | 2010-05-24 | 2010-11-16 |
| Rep | 证券交易 | 2010-05-24 | 2010-11-16 | |
| OnePlatform Asset Management Limited | Rep | 就证券提供意见 | 2010-05-24 | 2010-11-16 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2009-09-30 | 2010-03-03 |
| CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | 就证券提供意见 | 2008-07-16 | 2010-03-03 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2008-07-16 | 2010-03-03 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2008-03-31 | 2008-04-15 |
| Rep | 证券交易 | 2008-03-31 | 2008-04-15 |