| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| WELLINGTON MANAGEMENT HONG KONG LIMITED | Rep | 期货合约交易 | 2015-09-01 | 2017-12-15 |
| Rep | 证券交易 | 2015-09-01 | 2017-12-15 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2008-04-01 | 2008-10-21 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2008-04-01 | 2008-10-21 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-04-01 | 2008-10-21 |