| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BSI Investment Advisors (Hong Kong) Limited | Rep | 就证券提供意见 | 2011-01-27 | 2011-04-27 |
| Rep | 证券交易 | 2011-01-27 | 2011-04-27 | |
| Julius Baer (Hong Kong) Limited | Rep | 就证券提供意见 | 2010-11-05 | 2010-12-22 |
| Rep | 证券交易 | 2010-11-05 | 2010-12-22 | |
| Belvest Investment Services Limited | Rep | 就证券提供意见 | 2009-06-15 | 2010-09-17 |
| Rep | 提供资产管理 | 2009-06-15 | 2010-09-17 | |
| Tyche Group Limited | Rep | 就证券提供意见 | 2008-04-11 | 2009-06-01 |
| Rep | 提供资产管理 | 2008-04-11 | 2009-06-01 |