| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2009-09-14 | 2010-07-16 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-09-14 | 2010-07-16 |
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2009-08-31 | 2010-07-16 |
| OnePlatform Asset Management Limited | Rep | 就证券提供意见 | 2008-04-10 | 2009-04-01 |