| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期货合约交易 | 2013-10-10 | - |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 证券交易 | 2013-09-05 | - |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 证券交易 | 2013-02-20 | 2013-08-12 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2009-09-11 | 2010-12-17 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 就证券提供意见 | 2008-04-10 | 2008-05-25 |