| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2021-08-18 | 2024-10-25 |
| Rep | 期货合约交易 | 2021-08-18 | 2024-10-25 | |
| Rep | 证券交易 | 2021-08-18 | 2024-10-25 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 证券交易 | 2021-07-19 | 2021-07-23 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 证券交易 | 2019-03-11 | 2021-06-25 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2017-11-15 | 2019-01-20 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2017-11-15 | 2019-01-20 |