| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited | Rep | 就证券提供意见 | 2019-01-21 | 2019-01-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2016-03-30 | 2016-03-31 |
| Rep | 证券交易 | 2016-03-30 | 2016-03-31 | |
| Rep | 就证券提供意见 | 2015-09-09 | 2015-09-10 | |
| Rep | 证券交易 | 2015-09-09 | 2015-09-10 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2009-01-19 | 2009-10-08 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就证券提供意见 | 2008-04-22 | 2008-09-29 |