| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB International Asset Management Limited | Rep | 就证券提供意见 | 2010-06-15 | 2010-12-29 |
| Rep | 提供资产管理 | 2010-06-15 | 2010-12-29 | |
| CMB International Capital Holdings Corporation Limited | Rep | 证券交易 | 2009-03-16 | 2010-06-15 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-10-10 | 2008-12-13 |
| Rep | 证券交易 | 2008-10-10 | 2008-12-13 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期货合约交易 | 2008-04-30 | 2008-09-29 |
| Rep | 证券交易 | 2008-04-30 | 2008-09-29 | |
| LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2008-04-30 | 2008-09-29 |