| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBP ASSET MANAGEMENT ASIA LIMITED | Rep | 就证券提供意见 | 2014-11-05 | 2016-05-31 |
| Rep | 证券交易 | 2014-11-05 | 2016-05-31 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2009-10-23 | 2010-12-21 |
| Rep | 就证券提供意见 | 2009-10-23 | 2010-12-21 | |
| Rep | 证券交易 | 2009-10-23 | 2010-12-21 | |
| Rep | 就机构融资提供意见 | 2008-05-14 | 2009-05-19 | |
| Rep | 就证券提供意见 | 2008-05-14 | 2009-05-19 | |
| Rep | 证券交易 | 2008-05-14 | 2009-05-19 |