| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Kilometre Capital Management Limited | Rep | 提供资产管理 | 2011-03-14 | 2012-01-06 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2009-08-04 | 2010-09-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2009-07-06 | 2010-09-01 |
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2008-05-23 | 2009-06-26 |