| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GLOBAL WEST SECURITIES (HONG KONG) LIMITED | RO | 就证券提供意见 | 2022-05-31 | - |
| RO | 提供资产管理 | 2022-05-31 | - | |
| RO | 证券交易 | 2022-05-31 | - | |
| Ocean Cedar Asset Management Company Limited | RO | 就证券提供意见 | 2020-11-30 | 2022-03-31 |
| RO | 提供资产管理 | 2020-11-30 | 2022-03-31 | |
| Red South Investment Management Limited | RO | 就证券提供意见 | 2019-10-23 | 2020-11-27 |
| RO | 提供资产管理 | 2019-10-23 | 2020-11-27 | |
| SDHG International Securities Limited | RO | 证券交易 | 2019-08-19 | 2019-09-23 |
| Rep | 证券交易 | 2019-08-01 | 2019-08-19 | |
| Kirin Asset Management Limited | Rep | 提供资产管理 | 2017-10-31 | 2019-07-22 |
| Kirin Securities Limited | Rep | 就证券提供意见 | 2017-10-31 | 2019-07-22 |
| RO | 证券交易 | 2017-10-31 | 2019-07-22 | |
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | 证券交易 | 2016-02-01 | 2017-07-31 |
| GEO Securities Limited | Rep | 证券交易 | 2013-05-22 | 2015-12-21 |
| Brilliant Norton Securities Company Limited | Rep | 就证券提供意见 | 2012-06-11 | 2013-02-28 |
| Rep | 证券交易 | 2012-06-11 | 2013-02-28 | |
| Ark Securities (Hong Kong) Limited | Rep | 证券交易 | 2008-06-03 | 2008-11-04 |
已采集记录中暂无金管局登记。