| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 期货合约交易 | 2014-07-07 | 2019-04-09 |
| Rep | 证券交易 | 2011-09-26 | 2019-04-09 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2011-09-26 | 2013-10-30 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2010-12-06 | 2011-06-22 |
| Morgan Stanley Asia Limited | Rep | 提供自动化交易服务 | 2008-06-06 | 2011-06-22 |
| Rep | 证券交易 | 2008-06-06 | 2011-06-22 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自动化交易服务 | 2008-06-06 | 2010-12-06 |
| Rep | 期货合约交易 | 2008-06-06 | 2010-12-06 |