| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TC Investment Management (Asia) Limited | RO | 就证券提供意见 | 2014-03-18 | 2015-10-01 |
| RO | 证券交易 | 2014-03-18 | 2015-10-01 | |
| Aviva Portfolio Investment Services Limited | RO | 证券交易 | 2010-03-25 | 2010-11-26 |
| Rep | 证券交易 | 2009-12-14 | 2010-03-25 | |
| iFAST Global Markets (HK) Limited | Rep | 证券交易 | 2008-07-09 | 2009-09-11 |