| CIS SECURITIES ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2018-12-14 | - |
| RO | 期货合约交易 | 2018-12-14 | - |
| RO | 证券交易 | 2018-12-14 | - |
| Rep | 就证券提供意见 | 2018-12-13 | 2018-12-14 |
| Rep | 期货合约交易 | 2018-12-13 | 2018-12-14 |
| RO | 提供资产管理 | 2018-09-06 | - |
| Rep | 提供资产管理 | 2017-04-07 | 2018-09-06 |
| Rep | 证券交易 | 2017-04-07 | 2018-12-14 |
| CHINA GLORY SECURITIES COMPANY LIMITED | Rep | 期货合约交易 | 2013-08-22 | 2014-10-15 |
| Rep | 证券交易 | 2013-08-22 | 2014-10-15 |
| KOG FOREX LIMITED | Rep | 杠杆式外汇交易 | 2013-02-06 | 2014-11-30 |
| ZMF Asset Management Limited | Rep | 提供资产管理 | 2012-05-18 | 2014-11-30 |
| AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | 就证券提供意见 | 2008-07-03 | 2009-02-13 |