| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CIS SECURITIES ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2018-12-14 | - |
| RO | 期货合约交易 | 2018-12-14 | - | |
| RO | 证券交易 | 2018-12-14 | - | |
| Rep | 就证券提供意见 | 2018-12-13 | 2018-12-14 | |
| Rep | 期货合约交易 | 2018-12-13 | 2018-12-14 | |
| RO | 提供资产管理 | 2018-09-06 | - | |
| Rep | 提供资产管理 | 2017-04-07 | 2018-09-06 | |
| Rep | 证券交易 | 2017-04-07 | 2018-12-14 | |
| CHINA GLORY SECURITIES COMPANY LIMITED | Rep | 期货合约交易 | 2013-08-22 | 2014-10-15 |
| Rep | 证券交易 | 2013-08-22 | 2014-10-15 | |
| KOG FOREX LIMITED | Rep | 杠杆式外汇交易 | 2013-02-06 | 2014-11-30 |
| ZMF Asset Management Limited | Rep | 提供资产管理 | 2012-05-18 | 2014-11-30 |
| AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | 就证券提供意见 | 2008-07-03 | 2009-02-13 |
已采集记录中暂无金管局登记。