Miller, Ryan James (SFC:ARF537) Hong Kong SFC License Details (ID 125772)

Miller, Ryan James (SFC:ARF537) Hong Kong SFC License Details (ID 125772)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
OSL DIGITAL SECURITIES LIMITED OSL	RO	证券交易	2023-01-31	2026-01-08
	Rep	证券交易	2021-01-11	2023-01-31
	Rep	提供自动化交易服务	2021-01-11	2026-01-08
LMAX Hong Kong Limited	Rep	杠杆式外汇交易	2015-10-26	2018-02-27
Newedge Broker Hong Kong Limited	Rep	期货合约交易	2013-08-06	2014-09-10
SG Asset Finance (Hong Kong) Limited	Rep	期货合约交易	2013-08-06	2014-09-10
	Rep	证券交易	2013-08-06	2014-09-10
Zhonghao International Futures Co., Limited	Rep	期货合约交易	2012-01-09	2012-11-23
Newedge Broker Hong Kong Limited	Rep	期货合约交易	2008-09-04	2011-03-02
Newedge Broker Limited	Rep	提供自动化交易服务	2008-09-04	2009-07-31
	Rep	期货合约交易	2008-09-04	2009-07-31
	Rep	证券交易	2008-09-04	2009-07-31
SG Asset Finance (Hong Kong) Limited	Rep	期货合约交易	2008-09-04	2011-03-02
	Rep	证券交易	2008-09-04	2011-03-02
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	期货合约交易	2008-06-20	2008-06-20
	Rep	证券交易	2008-06-20	2008-06-20