Lee, So Ryung 李昭姈 Hong Kong SFC License Details (ID 125895)

Lee, So Ryung 李昭姈 Hong Kong SFC License Details (ID 125895)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Merrill Lynch Far East Limited	Rep	期货合约交易	2010-09-06	2011-03-07
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2010-03-22	2011-03-07
Merrill Lynch Far East Limited	Rep	证券交易	2010-03-22	2011-03-07
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2010-03-22	2010-09-06
Newedge Broker Hong Kong Limited	Rep	期货合约交易	2009-03-25	2009-06-27
Newedge Broker Limited	Rep	期货合约交易	2009-03-25	2009-06-27
	Rep	证券交易	2009-03-25	2009-06-27
SG Asset Finance (Hong Kong) Limited	Rep	期货合约交易	2009-03-25	2009-06-27
	Rep	证券交易	2009-03-25	2009-06-27
	Rep	期货合约交易	2008-10-13	2009-03-13
	Rep	证券交易	2008-10-13	2009-03-13
Newedge Broker Hong Kong Limited	Rep	期货合约交易	2008-07-03	2009-03-13
Newedge Broker Limited	Rep	提供自动化交易服务	2008-07-03	2009-03-13
	Rep	期货合约交易	2008-07-03	2009-03-13
	Rep	证券交易	2008-07-03	2009-03-13