| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2016-07-01 | 2017-07-01 |
| Rep | 证券交易 | 2015-05-18 | 2016-06-30 | |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2015-05-18 | 2017-07-01 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2015-05-18 | 2016-06-30 |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 证券交易 | 2008-08-18 | 2009-01-01 |