| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2020-08-03 | 2021-11-04 |
| BOCOM International Securities Limited | Rep | 就期货合约提供意见 | 2019-05-06 | 2020-06-10 |
| Rep | 期货合约交易 | 2019-02-14 | 2020-06-10 | |
| Rep | 证券交易 | 2019-02-14 | 2020-06-10 | |
| Rifa Futures Limited | Rep | 期货合约交易 | 2017-11-27 | 2019-01-25 |
| Rifa Securities Limited | Rep | 证券交易 | 2017-11-27 | 2019-01-25 |