| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-02-03 | 2010-12-30 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2009-06-08 | 2010-02-19 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-06-08 | 2010-12-30 |
| Rep | 证券交易 | 2009-04-20 | 2010-12-30 | |
| SARASIN RABO INVESTMENT MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2008-07-16 | 2009-01-10 |
| Rep | 证券交易 | 2008-07-16 | 2009-01-10 |