| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期货合约交易 | 2021-05-18 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就证券提供意见 | 2021-05-18 | - |
| Rep | 证券交易 | 2021-05-07 | - | |
| DONGXING SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 证券交易 | 2020-11-20 | 2021-04-25 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2017-11-30 | 2020-07-26 |