| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MACQUARIE CAPITAL LIMITED | Rep | 就证券提供意见 | 2011-09-26 | 2014-03-07 |
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就机构融资提供意见 | 2010-11-17 | 2011-05-16 |
| Rep | 证券交易 | 2010-11-17 | 2011-05-16 | |
| Rep | 就证券提供意见 | 2010-06-07 | 2011-05-16 | |
| CMB International Capital Holdings Corporation Limited | Rep | 证券交易 | 2009-03-16 | 2010-05-24 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2008-10-10 | 2008-12-10 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 证券交易 | 2008-08-01 | 2008-09-29 |