| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Avenue Family Office Limited | Rep | 就证券提供意见 | 2021-11-22 | 2022-05-31 |
| Rep | 提供资产管理 | 2021-11-22 | 2022-05-31 | |
| Rep | 证券交易 | 2021-11-22 | 2022-05-31 | |
| VICTORY SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2019-11-20 | 2021-11-08 |
| Rep | 提供资产管理 | 2019-11-20 | 2021-11-08 | |
| Rep | 证券交易 | 2019-11-20 | 2021-11-08 | |
| WRise Capital Limited | Rep | 就机构融资提供意见 | 2018-08-22 | 2018-11-07 |
| Alliance Capital Partners Limited (HK) | Rep | 就机构融资提供意见 | 2017-12-12 | 2018-06-29 |
| Rep | 证券交易 | 2017-12-12 | 2018-06-29 |