| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NORTHERN TRUST COMPANY OF HONG KONG LIMITED, THE | Rep | 证券交易 | 2017-06-22 | 2018-11-01 |
| Newedge Broker Hong Kong Limited | Rep | 期货合约交易 | 2008-08-13 | 2011-03-25 |
| Newedge Broker Limited | Rep | 提供自动化交易服务 | 2008-08-13 | 2009-07-31 |
| Rep | 期货合约交易 | 2008-08-13 | 2009-07-31 | |
| Rep | 证券交易 | 2008-08-13 | 2009-07-31 | |
| SG Asset Finance (Hong Kong) Limited | Rep | 期货合约交易 | 2008-08-13 | 2011-03-25 |
| Rep | 证券交易 | 2008-08-13 | 2011-03-25 |