| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KTF CAPITAL MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2017-01-20 | 2017-06-06 |
| Rep | 提供资产管理 | 2017-01-20 | 2017-06-06 | |
| CITIC Securities Asset Management (HK) Limited | Rep | 就证券提供意见 | 2015-10-02 | 2016-07-25 |
| Rep | 提供资产管理 | 2015-10-02 | 2016-07-25 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2013-05-15 | 2015-08-31 |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2008-08-18 | 2010-04-20 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2008-08-18 | 2010-04-20 |