| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| iTrade Securities Investment Limited | RO | 就证券提供意见 | 2021-09-15 | 2022-08-01 |
| RO | 证券交易 | 2021-09-15 | 2022-08-01 | |
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2017-03-01 | 2021-08-31 |
| Rep | 提供资产管理 | 2017-03-01 | 2021-08-31 | |
| Rep | 期货合约交易 | 2017-03-01 | 2021-08-31 | |
| Rep | 证券交易 | 2017-03-01 | 2021-08-31 | |
| Nerico Brothers Limited (HK) | Rep | 证券交易 | 2012-06-21 | 2013-04-30 |
| OnePlatform Asset Management Limited | Rep | 就证券提供意见 | 2008-08-25 | 2009-05-27 |