| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL LIMITED | Rep | 就证券提供意见 | 2016-06-22 | 2017-07-20 |
| Rep | 提供资产管理 | 2016-06-22 | 2017-07-20 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2008-11-04 | 2010-09-11 |
| Rep | 证券交易 | 2008-11-04 | 2010-09-11 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就证券提供意见 | 2008-08-25 | 2008-09-29 |
| Rep | 证券交易 | 2008-08-25 | 2008-09-29 |