| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 就证券提供意见 | 2017-03-01 | 2022-08-22 |
| Rep | 证券交易 | 2017-03-01 | 2022-08-22 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2016-02-24 | 2016-02-26 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2016-02-24 | 2016-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2008-09-08 | 2011-09-01 |