| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Everbright Investment Management Limited | Rep | 就证券提供意见 | 2016-02-11 | 2019-08-30 |
| Rep | 提供资产管理 | 2016-02-11 | 2019-08-30 | |
| Creat Capital Company Limited | Rep | 提供资产管理 | 2013-03-01 | 2013-04-01 |
| BOCOM International Asset Management Limited | Rep | 提供资产管理 | 2011-10-20 | 2012-08-31 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2008-10-29 | 2009-09-29 |
| Rep | 就证券提供意见 | 2008-10-29 | 2009-09-29 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就机构融资提供意见 | 2008-08-29 | 2008-09-29 |
| Rep | 就证券提供意见 | 2008-08-29 | 2008-09-29 |