| SORRENTO SECURITIES LIMITED | RO | 就证券提供意见 | 2019-01-09 | - |
| RO | 证券交易 | 2018-06-21 | - |
| Rep | 证券交易 | 2018-05-02 | 2018-06-21 |
| Rep | 就证券提供意见 | 2018-05-02 | 2019-01-09 |
| CENTALINE SECURITIES LIMITED | RO | 证券交易 | 2017-12-04 | 2018-04-30 |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2016-11-24 | 2018-04-30 |
| CENTALINE SECURITIES LIMITED | Rep | 证券交易 | 2016-05-31 | 2017-12-04 |
| EMPEROR FUTURES LIMITED | Rep | 就期货合约提供意见 | 2015-05-13 | 2016-05-16 |
| Rep | 期货合约交易 | 2015-05-13 | 2016-05-16 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就证券提供意见 | 2015-05-13 | 2016-05-16 |
| Rep | 证券交易 | 2015-05-13 | 2016-05-16 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 就期货合约提供意见 | 2013-06-21 | 2015-04-20 |
| Rep | 期货合约交易 | 2011-10-07 | 2015-04-20 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2011-10-07 | 2015-04-20 |
| Rep | 证券交易 | 2011-10-07 | 2015-04-20 |
| Rep | 就证券提供意见 | 2010-06-09 | 2011-06-11 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2008-09-01 | 2011-06-11 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2008-09-01 | 2011-06-11 |