| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2021-08-20 | 2021-12-20 |
| Rep | 就证券提供意见 | 2021-08-02 | 2021-12-20 | |
| UBS SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2018-12-06 | 2021-05-31 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2018-01-02 | 2018-11-23 |