| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited | Rep | 就证券提供意见 | 2020-02-26 | 2022-05-27 |
| Rep | 提供资产管理 | 2020-02-26 | 2022-05-27 | |
| CITIC Securities International Global Markets Limited | Rep | 期货合约交易 | 2020-02-26 | 2022-05-27 |
| Rep | 证券交易 | 2020-02-26 | 2022-05-27 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2018-04-03 | 2019-07-08 |
| Rep | 证券交易 | 2018-04-03 | 2019-07-08 | |
| Rep | 期货合约交易 | 2018-03-09 | 2018-03-28 | |
| Rep | 证券交易 | 2018-03-09 | 2018-03-28 | |
| Rep | 期货合约交易 | 2018-01-05 | 2018-02-16 | |
| Rep | 证券交易 | 2018-01-05 | 2018-02-16 |