| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RO | 就机构融资提供意见 | 2022-03-31 | - |
| RO | 就证券提供意见 | 2022-03-31 | - | |
| RO | 证券交易 | 2022-03-31 | - | |
| Rep | 就机构融资提供意见 | 2021-08-23 | 2022-03-31 | |
| Rep | 就证券提供意见 | 2021-08-23 | 2022-03-31 | |
| Rep | 证券交易 | 2021-08-23 | 2022-03-31 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2020-09-29 | 2021-05-28 |
| Rep | 就证券提供意见 | 2020-09-29 | 2021-05-28 | |
| Rep | 证券交易 | 2020-09-29 | 2021-05-28 | |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2015-04-24 | 2020-07-10 |
| Rep | 就证券提供意见 | 2015-04-24 | 2020-07-10 | |
| CLSA LIMITED | Rep | 证券交易 | 2015-04-24 | 2020-07-10 |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | Rep | 就机构融资提供意见 | 2011-12-13 | 2016-01-01 |
| Rep | 就证券提供意见 | 2011-12-13 | 2016-01-01 | |
| Rep | 证券交易 | 2011-12-13 | 2016-01-01 | |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2008-09-29 | 2009-03-25 |
| Rep | 证券交易 | 2008-09-29 | 2009-03-25 |
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