| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Win Harvest Asset Management Limited | Rep | 就证券提供意见 | 2020-10-19 | 2021-04-30 |
| Rep | 提供资产管理 | 2020-10-19 | 2021-04-30 | |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2008-10-02 | 2008-11-19 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2008-10-02 | 2008-11-19 |
| Rep | 证券交易 | 2008-10-02 | 2008-11-19 |