| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ST. JAMES'S PLACE (HONG KONG) LIMITED | Rep | 提供资产管理 | 2019-04-18 | - |
| Rep | 就证券提供意见 | 2018-10-16 | - | |
| Rep | 证券交易 | 2018-10-16 | - | |
| Progeny (Hong Kong) Limited | RO | 就证券提供意见 | 2012-01-31 | 2018-10-02 |
| RO | 证券交易 | 2012-01-31 | 2018-10-02 | |
| Rep | 就证券提供意见 | 2010-07-13 | 2012-01-31 | |
| Rep | 证券交易 | 2010-07-13 | 2012-01-31 | |
| WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED | Rep | 就证券提供意见 | 2008-11-17 | 2010-07-09 |
| Rep | 证券交易 | 2008-11-17 | 2010-07-09 |