Lo, Michelle Chi Lok 盧子樂
证监会中央编号:ARU443
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2012-08-13 | 2013-01-01 |
| Jefferies Hong Kong Limited | Rep | 就证券提供意见 | 2012-07-09 | 2012-07-23 |
| Credit Agricole Securities (Asia) Limited | Rep | 就证券提供意见 | 2011-10-12 | 2012-02-14 |
| PLATINUM BROKING COMPANY LIMITED | Rep | 证券交易 | 2009-10-12 | 2009-11-09 |
| ADMIS Hong Kong Limited | Rep | 期货合约交易 | 2009-07-13 | 2009-08-22 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2008-11-03 | 2009-05-26 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2008-11-03 | 2009-05-26 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-11-03 | 2009-05-26 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2008-11-03 | 2009-05-26 |