| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHANGGU ASSET MANAGEMENT (ASIA) LIMITED | Rep | 提供资产管理 | 2026-05-26 | - |
| Rep | 证券交易 | 2024-08-30 | - | |
| OnePlatform Asset Management Limited | Rep | 证券交易 | 2022-05-10 | 2024-08-01 |
| Swissquote Asia Limited | RO | 杠杆式外汇交易 | 2013-02-25 | 2016-09-15 |
| GAIN CAPITAL - FOREX.COM HONG KONG LIMITED (TRADING AS FOREX.COM HONG KONG, FOREX.COM ASIA PACIFIC, GAIN CAPITAL FOREX) | RO | 杠杆式外汇交易 | 2011-10-07 | 2011-11-14 |
| Rep | 杠杆式外汇交易 | 2009-08-04 | 2011-10-07 | |
| Rich Union Securities (H.K.) Limited | Rep | 就证券提供意见 | 2008-12-08 | 2009-07-31 |
| Rep | 证券交易 | 2008-12-08 | 2009-07-31 |