| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | 期货合约交易 | 2010-04-29 | 2011-08-16 |
| Rep | 证券交易 | 2010-04-29 | 2011-08-16 | |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2008-12-09 | 2010-01-25 |
| Rep | 期货合约交易 | 2008-12-09 | 2010-01-25 | |
| Rep | 证券交易 | 2008-12-09 | 2010-01-25 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2008-12-09 | 2010-01-25 |