| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2013-01-10 | 2013-07-04 |
| CASH Wealth Management Limited | Rep | 就证券提供意见 | 2010-01-04 | 2010-03-01 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2009-12-14 | 2010-03-01 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2009-01-22 | 2009-08-15 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2009-01-22 | 2009-08-15 |