| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Marex Hong Kong Limited | Rep | 期货合约交易 | 2013-08-19 | - |
| R.J. O'BRIEN & ASSOCIATES HK LIMITED | Rep | 期货合约交易 | 2011-08-08 | 2013-07-27 |
| CES Capital International (Hong Kong) Co., Limited | Rep | 杠杆式外汇交易 | 2009-11-19 | 2011-07-19 |
| Rep | 证券交易 | 2009-05-22 | 2011-07-19 | |
| Rep | 期货合约交易 | 2009-01-05 | 2011-07-19 |