| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | RO | 证券交易 | 2022-10-14 | - |
| RO | 就证券提供意见 | 2017-07-19 | - | |
| RO | 提供资产管理 | 2017-07-19 | - | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 证券交易 | 2017-07-19 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2017-04-05 | 2017-07-19 |
| Rep | 提供资产管理 | 2017-04-05 | 2017-07-19 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 证券交易 | 2017-04-05 | 2017-07-19 |
| 9M Stone Capital Limited | RO | 提供资产管理 | 2016-09-05 | 2017-03-22 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-01-13 | 2010-07-30 |
| Rep | 证券交易 | 2009-01-13 | 2010-07-30 |
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