| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SBI China Capital Financial Services Limited | Rep | 证券交易 | 2012-10-17 | 2014-01-13 |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2009-03-09 | 2009-09-30 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2009-03-09 | 2009-09-30 |
| Rep | 证券交易 | 2009-03-09 | 2009-09-30 |