| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB International Asset Management Limited | Rep | 就证券提供意见 | 2018-09-28 | 2021-06-30 |
| Rep | 提供资产管理 | 2018-09-28 | 2021-06-30 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 就期货合约提供意见 | 2009-09-21 | 2010-08-13 |
| Rep | 杠杆式外汇交易 | 2009-08-28 | 2010-08-13 | |
| Rep | 期货合约交易 | 2009-02-12 | 2010-08-13 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2009-02-12 | 2010-08-13 |